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BANK CONFORMITY
Category
BUSINESS
Subcategory
Finance and accounting
Code
FIN017
Training Objectives
Knowledge of banking compliance regulations Understanding the functioning and effectiveness of the compliance function Apprehensiveness of areas of activity of the compliance function Knowledge of anti-money laundering and anti-terrorist financing regulations Understanding the key points of the BCL/FT Approve the criteria for assessing the scheme.
Training Program
The regulatory framework for compliance
Obligations of banks
Positioning Compliance
Risk assessment of non-compliance
Organization of the Compliance function
Compliance Tools
Effectiveness of the Compliance function
The coverage of the intervention area
Reporting, training, LAB/FT
Client protection, customer knowledge
Market abuse
Conflicts of interest
Corruption
Fraud
Fight against capital laundering and FT
